We specialize in providing responsive clearing and execution services to successful financial services businesses like yours.
Through our legacy of more than 40 years of service as a clearing broker-dealer, we understand the issues that are important to you—and can provide the technology, wealth management products, institutional clearing capabilities and other solutions you may seek.
Benefit from knowing your clearing and custody provider is part of a well-known financial institution, distinguished by a long reputation for fiscal responsibility and corporate integrity.
Who we are
RBC Clearing & Custody, in conjunction with third-party providers, offers a broad range of technology and other resources to help meet your specific needs.
Products and services
Your firm will benefit from a culture of service dedicated to finding solutions to help your team and your clients succeed.
Our culture of service
Take advantage of research, practice management and marketing tools to help seize more opportunities. You also have access to experienced equity and fixed income trading desks for institutional needs.
Our expertise
We provide a holistic broker-dealer platform, including the full scope of products, services and technologies you’re looking for. With the support of one of the nation’s leading securities clearing firms, you can focus on your most important asset—your clients.
Whether you want to begin offering wealth management solutions or broaden your investment selection, we can help you expand and diversify your insurance business by providing resources to help your clients build wealth.
Explore our products and services
Explore our technology
1 Securities-based loans involve special risks and are not suitable for everyone. You should review the provisions of any agreement and related disclosures, and consult with your own independent tax and legal advisors about any questions you have prior to using securities-based loans or lines of credit. Additional restrictions may apply.
Take advantage of our institutional technology, trading and operations expertise, as well as the capital markets capabilities, of one of the nation’s leading full-service securities firms.
Our operations personnel will support you in a variety of areas, including fixed income and equity trade billing, trade comparisons and settlement, reconciliation, foreign exchange, and purchase and sales.
1 RBC Clearing & Custody is not affiliated or associated with the listed companies or products. The list is merely of trading systems that can be supported through the RBC Clearing & Custody platform.
Whether your focus is on traditional commission-based business, retail wealth management or both, we can support your unique service paradigm by providing products, advisory accounts and full-service solutions.
Additionally, should you choose to operate your business as a broker-dealer and registered investment advisor separately from each other, we can support both sides of your business efficiently.
2 Trust services are offered through third parties.
Speak with a representative to learn more or schedule a demo.
Beyond clearing and execution services, you have the flexibility to choose technology, training services and support that best fits your unique business model.
To run, grow and protect your firm, you need seamless, intuitive access to the best technology. We offer everything you need to succeed.
We provide you with training throughout the lifetime of your relationship with us—including comprehensive, tailored training on our systems—before, during and after the transition.
You always have direct access to your dedicated client service manager. No call centers, no phone queues, no “robo responses.” Prefer to go directly to our product and operations departments? Our experienced staff welcome your calls.
Our strategic relationship with RBC Clearing & Custody is critical to our business. We chose RBC Clearing to work with because of their approach to open architecture, best-in-class technology and their commitment to top tier service that our financial professionals and clients demand. Issues and challenges do arise, but we’ve found that RBC is willing to dig in and solve the challenges with us and for that we very much appreciate the relationship.”
Mark GarrettExecutive ChairmanMoors & Cabot Inc.View all testimonials