We specialize in providing responsive custodial services to successful financial services businesses like yours.
Through our legacy of more than 40 years of service to registered investment advisors, we understand the issues that are important to you—and can provide the technology, wealth management platform, institutional clearing capabilities and other solutions you may seek.
Benefit from knowing your clearing and custody provider is part of a well-known financial institution, distinguished by a long reputation for fiscal responsibility and corporate integrity.
Who we are
RBC Clearing & Custody, in conjunction with third-party providers, offers a broad range of technology and other resources to help meet your specific needs.
Products and services
Your firm will benefit from a culture of service dedicated to finding solutions to help your team and your clients succeed.
Our culture of service
Take advantage of research, practice management and marketing tools to help seize more opportunities. You also have access to experienced equity and fixed income trading desks for institutional needs.
We provide a holistic RIA custody platform. With the support of an RIA custodian offering the full scope of the products, services and technologies you’re looking for, you can focus on your most important asset—your clients.
Whether you seek a new custodian, want to expand your options for your custody accounts or need a “boutique” custodian who is well-suited for serving your high-net-worth clients, we can help you achieve your business goals.
Additionally, should you choose to operate your business as an RIA and broker-dealer separately from each other, we can support both sides of your business efficiently.
Explore our products and services
Explore our technology
1 Securities-based loans involve special risks and are not suitable for everyone. You should review the provisions of any agreement and related disclosures, and consult with your own independent tax and legal advisors about any questions you have prior to using securities-based loans or lines of credit. Additional restrictions may apply.
2 Trust services are offered through third parties.
As a successful financial professional, you may be seeking independence and greater autonomy by starting your own registered investment advisor business. Or you may be interested in transitioning to a fee-based business model. Either way, we have the resources, expertise and solutions to help you take the next step toward your future as an independent RIA.
Speak with a representative to learn more or schedule a demo.
Beyond custodial and execution services, you have the flexibility to choose technology, training services and support that best fits your unique business model.
To run, grow and protect your firm, you need seamless, intuitive access to the best technology. We offer everything you need to succeed.
We provide you with training throughout the lifetime of your relationship with us—including comprehensive, tailored training on our systems—before, during and after the transition.
You always have direct access to your dedicated client service manager. No call centers, no phone queues, no “robo responses.” Prefer to go directly to our product and operations departments? Our experienced staff welcome your calls.