Legal Information and disclosures – RBC Clearing & Custody

Account specific disclosures

Client Account Agreement & Disclosures
Customer Account Agreement & Disclosures
RBC Capital Markets Advisory Programs Disclosure Document (ADV2A)

Retirement Accounts:
- ERISA Section 408(b)(2) Service Provider Disclosures
- Retirement Plan Participant 402(f) Disclosure

Investment research and product disclosures

Cash Management:
- Cash Sweep Program Overview
- RBC Insured Deposits
Credit and Lending:
- RBC Credit Access Line
Dividend Reinvestment Program Disclosure
Fixed Income:
- Certificate of Deposit Disclosure
- Partial Redemption of Callable Securities
Foreign Tax Relief and Reclamation Overview

Investment Managers and Trading Practices
Mutual Funds:
Options Disclosure Document

RBC Clearing & Custody and regulatory disclosures

Business Continuity Plan
Cost Basis Updates
Client Website User Agreement
Legal and Tax Advice
Non-U.S. Residents

Privacy Policy
SEC Order Handling Disclosure
Statement of Financial Condition
Terms and Conditions

Investment and insurance products offered through RBC Capital Markets, LLC are not insured by the FDIC or any other federal government agency, are not deposits or other obligations of, or guaranteed by, a bank or any bank affiliate, and are subject to investment risks, including possible loss of the principal amount invested.