Legal Information and disclosures – RBC Clearing & Custody

Account specific disclosures

Client Account Agreement & Disclosures
Customer Account Agreement & Disclosures

RBC Capital Markets Advisory Programs Disclosure Document (ADV2A)
Retirement Plan Participant 402(f) Disclosure

Investment research and product disclosures

Certificate of Deposit Disclosure
Investment Managers and Trading Practices
Key Investor Information (KIID) Document
Mutual Fund Arrangements
Cash Management:
- Cash Sweep Program Overview
- RBC Insured Deposits

Dividend Reinvestment Program Disclosure
RBC Credit Access Line
NTF Mutual Fund List
Partial Redemption of Callable Securities
Options Disclosure Document

RBC Clearing & Custody and regulatory disclosures

Business Continuity Plan
Cost Basis Updates
Client Website User Agreement
Non-U.S. Residents

Privacy Policy
SEC Order Handling Disclosure
Statement of Financial Condition
Terms and Conditions

Investment and insurance products offered through RBC Capital Markets, LLC are not insured by the FDIC or any other federal government agency, are not deposits or other obligations of, or guaranteed by, a bank or any bank affiliate, and are subject to investment risks, including possible loss of the principal amount invested.