Expect more from your clearing and custody provider

Since 1979, we’ve been an industry leader in serving independent broker-dealer and registered investment advisor firms like yours.

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BLACK platform

BLACK platform

An innovative platform that combines best-in-class technology solutions on one platform, at one price, accessible anywhere

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Marketplace

Marketplace

An easy-to-navigate search tool that allows you to browse common business needs by category, and featuring offerings from RBC and partner solutions

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Larry Kohn

“RBC Clearing & Custody technology has helped us grow our business beyond my expectations.”

Larry Kohn
President
L.M. Kohn & Company
Cincinnati, Ohio


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Edward Cahill

“The small firm feel and accessibility to upper management at RBC means less red tape, less bureaucracy which allows me to focus on running my business and servicing my clients.”

Edward Cahill
President
American Capital Partners
Hauppauge, New York


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Martha Robbins

“They understand the requirements and regulations of our complex and dynamic marketplace as a RIA, and are able to provide us, and our clients, with a superior level of service.”

Martha Robbins
President
Five Mile River Investment Management, LLC
Darien, Connecticut


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Growing your business

Beyond processing your transactions, tap into our resources and insights, and our best-in-class products and services.

Investing

Why now is the time for advisors to embrace ESG investing

Build your business with strategies that support your clients’ personal beliefs while achieving their financial goals.

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Deliver comprehensive solutions

Help grow and preserve your clients’ wealth by offering products and services available from a full-service wealth management firm.

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Wealth protection

Five critical money conversations to have with women clients

Women face unique financial challenges. Listen for these client questions and seize important service opportunities.

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Experience a team fully committed to you

Our teams are devoted to helping you meet your needs with customized service solutions to help grow your business.

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Partnering for your success

To meet your individual needs, we specialize in providing comprehensive clearing, custody and execution services. And to help your business thrive, you receive on-going training and a dedicated support team.


Strength & stability
Strength & stability

You seek a reliable clearing and custody partner. One you can entrust with the assets and financial records of clients who depend on you.

Our people
Our people

Similar capabilities and products are available from most clearing and custody firms. What makes us extraordinary is our people—and our strong connection with you.

Our culture
Our culture

Personalized service, a deep understanding of your unique businesses and a relationship-based approach to help you accomplish your goals.