SEC Order Handling Disclosure

SEC regulations require that broker-dealer firms disclose to clients information with respect to the broker-dealer’s order handling practices. These regulations require that RBC Capital Markets identify the different market centers to which the Firm routes client orders and disclose any material relationship that the Firm may have with that market center, including the receipt of any payment received for sending client orders to that market center.

Order Routing Policies and Payment for Order Flow Disclosure

RBC Capital Markets has engaged the services of a vendor to compile and disclose the required information. By following the link below, you will be leaving the RBC Clearing & Custody website.

Order Handling Information