SEC Rule 605 requires firms to publish certain execution quality statistics on a monthly basis related to each firm’s handling of customer orders in NMS securities. RBC Capital Markets has engaged the services of a vendor to compile and disclose the required information. By following the link below, you will be leaving the RBC Clearing & Custody website.
Order Execution Information
For information and disclosure for our RBC Capital Markets division, please see RBCCM LLC Regulatory Disclosures: Equities and Listed Options.
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