Business expanding capabilities

Seize more client service opportunities

Offer comprehensive wealth management services by taking advantage of solutions and support that may not be easily available elsewhere.

RBC Capital Markets access

  • Equities – desks will help you design and implement efficient trading strategies, including block trades, money manager trades, crossing stock, and pre- and post-market trading.
  • Fixed income expertise – talk directly to traders covering government and agency securities, munis, corporates, preferreds, convertibles, insured CDs and unit investment trusts; assistance constructing structured notes also available.
  • Fixed income product – browse the inventory of hundreds of dealers ranging from the largest U.S. capital markets groups to small trading desks at boutique investment firms. Execute orders, receive market alerts and create in-depth portfolio analysis reports directly from your office.
  • Mutual funds – choose from more than 7,000 funds with more than 250 families; our no-transaction fee program allows you to buy, sell and exchange funds with no transaction fee.
  • Structured products – offer clients exposure to an unlimited range of asset classes, terms and strategies; may be structured for any risk tolerance level.

Professional trustee services

Develop deeper, longer-lasting relationships with your clients by offering them trust services to help preserve and transfer wealth. Work with a team of RBC trust consultants who can help you select an experienced third-party trustee that can administer a broad range of trusts to meet your clients’ specific personal, family or business needs.

Cash, credit & lending solutions

  • Cash management tools – including Visa Platinum Debit Card, check writing, automatic deposit/bill pay, dividend reinvestment and year-end summary reports
  • Cash sweep options – including interest-bearing FDIC insured or tax-exempt accounts
  • Lines of credit – featuring competitive rates on loans for qualified borrowers collateralized by eligible securities (non-margin lending)
  • Margin lending – offering fast, easy access to cash and competitive interest rates

Custodial services for RIAs

If your business model includes serving as a registered investment advisor, we understand your goals to grow and preserve the wealth of your clients while simultaneously staying on top of running your business. Whether you’re an existing RIA, or looking to go independent, we have the solutions your clients need.

Breakaway broker assistance

RBC Clearing & Custody is committed to being your strategic partner in the pursuit of independence. Our team approach provides you with direct access to industry experts who’ll guide you through all facets of transitioning your business. From legal filings and registration, to client onboarding and technology offerings, we have you covered.