Investment and advisory solutions
- Diversified investments – choose from equities, fixed income, mutual funds and ETFs
- Concentrated stock strategies – help clients mitigate risk, gain liquidity and diversify single stock positions
- Retirement planning – use tools to identify risks and opportunities affecting clients’ retirement readiness
- Turnkey asset management program and third-party separately managed account platform
- Diversified investments including equities, fixed income, NTF mutual funds and ETFs
- Credit and lending capabilities
Financial professional solutions
- BLACK (integrated technology platform) – features customer relationship management, risk management, content management, financial planning, account aggregation and trading and rebalancing.
- Financial professional workstation provides account management and trading interface
- Client marketing and education – deliver current and concise FINRA-reviewed materials via Broadridge Advisor Solutions™
- Third-party resources – for financial planning, data aggregation, portfolio analytics, integrated portfolio, practice management, reporting, and billing. Preferred pricing available in many cases
- Productivity tools – open and maintain accounts, access client documents and storage
- Block trading and rebalancing – from secure, browser-based front-end system
- Client education – deliver current and concise FINRA-reviewed materials via Broadridge Advisor Solutions
Technology solutions for recordkeeping, reporting and supervision
- Electronic storage of client documents, including statements, confirms, account opening documents and disbursement requests
- Client online account website – secure access to updated account information, company profiles, market data and calculators
- Client mobile app, including some self-service features to help enhance the client experience
- Client and performance reporting – 30 reports with more than 150 tailored benchmark options
- Compliance and surveillance – standard and advanced supervisory capabilities
