{"id":80,"date":"2023-01-12T13:59:48","date_gmt":"2023-01-12T13:59:48","guid":{"rendered":"https:\/\/www.rbcclearingandcustody.com\/en-us\/?page_id=80"},"modified":"2024-10-07T20:56:34","modified_gmt":"2024-10-07T20:56:34","slug":"business-continuity-plan","status":"publish","type":"page","link":"https:\/\/www.rbcclearingandcustody.com\/en-us\/legal\/business-continuity-plan\/","title":{"rendered":"Business Continuity Plan"},"content":{"rendered":"\n<div class=\"wp-block-rbcwm-hero-block rbc-hero-wm  rbc-hero-overlap rbc-hero-overlap-mobile\"><div class=\"container\"><div class=\"row no-gutters\"><div class=\"col-lg-12\"><div class=\"rbc-card rbc-hero-card rbc-hero\"><div class=\"rbc-card-wrap\"><div class=\"rbc-card-body\"><div class=\"rbc-hero-body-content\"><h1 class=\"rbc-hero-title\"><span>Business Continuity Plan<\/span><\/h1><\/div><\/div><\/div><\/div><\/div><\/div><\/div><\/div>\n\n\n\n<section class=\"wp-block-rbcwm-rbc-block rbc-block rbc-block-grey has-block-grey-background-color has-background has-block-grey-background-color has-background\"><div class=\"container\"><div class=\"row \"><div class=\"col-lg-12\">\n<div class=\"wp-block-rbcwm-columns container\"><div class=\"row no-gutters\">\n<div class=\"wp-block-rbcwm-column col-md-8 col-lg-8\">\n<p class=\"wp-block-paragraph\">RBC Capital Markets, LLC (the &#8220;Firm&#8221;) is committed to protecting its employees, clients and their assets at all times, including in times of emergency. As part of this commitment, and in compliance with the internal Enterprise Business Continuity Management policy and industry regulations (FINRA, NFA, et al), the Firm maintains a business continuity plan (the &#8220;Plan&#8221;).<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">Because the Firm&#8217;s plan contains details of a confidential and proprietary nature it is not distributed to the public. The Plan is subject to modifications and any material changes to the statement above will be promptly posted on the Firm&#8217;s websites as required by applicable law.<\/p>\n\n\n\n<p class=\"mb-3 wp-block-paragraph\"><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/wp-content\/uploads\/cc\/business-continuity-plan-disclosure.pdf\" class=\"link-chev\" target=\"_blank\" rel=\"noreferrer noopener\">Business Continuity Plan Disclosure<\/a><\/p>\n\n\n\n<p class=\"is-style-caption wp-block-paragraph\"><strong>Investment and insurance products offered through RBC Capital Markets, LLC are not insured by the FDIC or any other federal government agency, are not deposits or other obligations of, or guaranteed by, a bank or any bank affiliate, and are subject to investment risks, including possible loss of the principal amount invested.<\/strong><\/p>\n<\/div>\n<\/div><\/div>\n<\/div><\/div><\/div><\/section>\n","protected":false},"excerpt":{"rendered":"","protected":false},"author":4,"featured_media":0,"parent":74,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"_acf_changed":false,"editor_notices":[],"footnotes":""},"rbcwm_content_owner":[],"class_list":["post-80","page","type-page","status-publish","hentry"],"acf":[],"yoast_head":"<!-- This site is optimized with the Yoast SEO Premium plugin v27.5 (Yoast SEO v27.6) - https:\/\/yoast.com\/product\/yoast-seo-premium-wordpress\/ -->\n<title>Business Continuity Plan - RBC Clearing &amp; Custody<\/title>\n<meta name=\"description\" content=\"We provide responsive clearing and execution services to successful financial services businesses like yours. 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