{"id":28,"date":"2023-01-12T11:45:39","date_gmt":"2023-01-12T11:45:39","guid":{"rendered":"https:\/\/www.rbcclearingandcustody.com\/en-us\/?page_id=28"},"modified":"2024-10-07T20:56:37","modified_gmt":"2024-10-07T20:56:37","slug":"rias","status":"publish","type":"page","link":"https:\/\/www.rbcclearingandcustody.com\/en-us\/who-we-serve\/rias\/","title":{"rendered":"Registered investment advisors (RIAs)"},"content":{"rendered":"\n<div class=\"wp-block-rbcwm-hero-block rbc-hero-wm  rbc-hero-overlap rbc-hero-overlap-mobile rbc-hero-zfdqbwx8t hide-mobile-energy-lines\"><style>\n\t\t.rbc-hero-zfdqbwx8t.is-style-rbc-hero-gradient::before {\n\t\t\tbackground: linear-gradient(90deg, #023169 20%, rgba(94, 120, 131, 0) 60%);\n\t\t}\n\n\t\t.rbc-hero-zfdqbwx8t.is-style-rbc-hero-gradient.rbc-hero-has-image-bleed::before {\n\t\t\tbackground: linear-gradient(90deg, #023169 20%, rgba(94, 120, 131, 0) 60%);\n\t\t}\n\n\t\t.rbc-hero-zfdqbwx8t.is-style-rbc-hero-gradient.rbc-hero-has-image-bottom::before {\n\t\t\tbackground: linear-gradient(180deg, #023169 20%, rgba(94, 120, 131, 0) 60%);\n\t\t}\n\n\t\t.rbc-hero-zfdqbwx8t .rbc-hero-energy-lines.rbc-hero-energy-lines-left {\n\t\t\ttransform: scaleX(-1);\n\t\t}\n\n\t\t@media (max-width: 991px) {\n\t\t\t.rbc-hero-zfdqbwx8t.is-style-rbc-hero-gradient::before,\n\t\t\t.rbc-hero-zfdqbwx8t.is-style-rbc-hero-gradient.rbc-hero-has-image-bottom::before,\n\t\t\t.rbc-hero-zfdqbwx8t.is-style-rbc-hero-gradient.rbc-hero-has-image-bleed::before {\n\t\t\t\tbackground: none;\n\t\t\t}\n\n\t\t\t.rbc-hero-zfdqbwx8t.rbc-hero-has-image-full.hide-mobile-energy-lines .rbc-hero-energy-lines {\n\t\t\t\tdisplay: none;\n\t\t\t}\n\n\t\t\t.wp-block-rbcwm-hero-block.rbc-hero-zfdqbwx8t.is-style-rbc-hero-gradient .rbc-hero-img-wrap::after {\n\t\t\t\tbackground: linear-gradient( 0deg, #023169 0%, rgba(94, 120, 131, 0) 25% );\n\t\t\t}\n\t\t\t\n\t\t\t.wp-block-rbcwm-hero-block.rbc-hero-zfdqbwx8t.is-style-rbc-hero-gradient.rbc-hero-has-image-bottom .rbc-hero-img-wrap::before,\n            .wp-block-rbcwm-hero-block.rbc-hero-zfdqbwx8t.is-style-rbc-hero-gradient.rbc-hero-has-image-bottom .container .rbc-hero-img-wrap::before {\n\t\t\t\tbackground: linear-gradient( 180deg, #023169 0%, rgba( 94, 120, 131, 0 ) 25% );\n\t\t\t}\n\t\t\t\n\t\t\t.wp-block-rbcwm-hero-block.rbc-hero-zfdqbwx8t.is-style-rbc-hero-gradient .rbc-hero-card {\n\t\t\t\tbackground: #023169;\n\t\t\t}\n\t\t}\n\t<\/style><div class=\"container\"><div class=\"row no-gutters\"><div class=\"col-lg-12 rbc-hero-card-content\"><div class=\"rbc-card rbc-hero-card rbc-hero has-content\"><div class=\"rbc-card-wrap\"><div class=\"rbc-card-body\"><div class=\"rbc-hero-body-content\"><h1 class=\"rbc-hero-title\"><span>Registered investment advisors (RIAs)<\/span><\/h1><span class=\"rbc-hero-category\"><span>Who we serve<\/span><\/span><hr class=\"rbc-hero-hr hr-mini bdr-accent\"\/>\n<p class=\"is-style-hero-subtitle\" id=\"rbc24Subtitle\">We specialize in providing responsive custodial services to successful financial services businesses like yours.<\/p>\n\n\n\n<p class=\"rbc-hero-text\">Through our legacy of more than 40 years of service to registered investment advisors, we understand the issues that are important to you\u2014and can provide the technology, wealth management platform, institutional clearing capabilities and other solutions you may seek.<\/p>\n<p class=\"rbc-hero-text\"><span><br>Browse 1-minute videos showing <a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/expect-more\/\">what you can expect<\/a> and <a href=\"https:\/\/feedback.achievers.com\/PollPopupContent.php?short_link=lvUjtnl.c8\" target=\"_blank\" rel=\"noreferrer noopener\">find out<\/a> how your current provider compares.<\/span><\/p><\/div><\/div><\/div><\/div><\/div><div class=\"rbc-hero-img-wrap undefined\"><\/div><\/div><\/div><\/div>\n\n\n\n<section class=\"wp-block-rbcwm-image-block rbc-block rbc-block-image rbc-block-image-full has-parallax alignfull b-primary rbc-block-featured rbc-block-height-reset\"><div class=\"rbc-block-image-img rbc-block-image-full-img \" data-observe=\"{&quot;add&quot;:&quot;ani-opacity&quot;,&quot;remove&quot;:&quot;ani-opacity-from&quot;}\"><div class=\"rbc-block-image-parallax\" style=\"opacity:1\" data-src=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/wp-content\/uploads\/sites\/4\/2023\/01\/why-work-with-us-background-image-Broker-dealers-Who-we-serve.jpg\" data-lazy=\"true\"><\/div><div class=\"rbc-block-image-overlay\" style=\"background-color:#003169db\"><\/div><\/div><div class=\"container rbc-block-image-container\"><div class=\"row justify-content-between h-100\"><header class=\"col-lg-9 rbc-block-image-header\"><h2 class=\"rbc-block-image-title\"><span>Why work with us?<\/span><\/h2><\/header>\n<div class=\"wp-block-rbcwm-block-image-content rbc-block-image-content rbc-block-image-content-center col-12\"><div class=\"\">\n<div class=\"row blockId-3317250c-a99f-4738-b84c-9a083e9e8f85\">\n<div class=\"wp-block-rbcwm-column col-md-6 col-lg-3 mb-1\">\n<div class=\"wp-block-rbcwm-card rbc-card ani-opacity-up h-100 has-primary-background-color has-background b-primary\" data-observe=\"{&quot;add&quot;:&quot;ani-opacity-up&quot;,&quot;remove&quot;:&quot;ani-opacity-up-from&quot;}\"><div class=\"rbc-card-wrap\"><div class=\"rbc-card-body\"><div class=\"d-flex flex-column h-100\"><div>\n<h3 class=\"wp-block-heading has-white-color has-text-color\" id=\"h-innovative-technology\">Innovative technology<\/h3>\n\n\n\n<p class=\"has-white-color has-text-color\">Take advantage of next-generation solutions and support from experienced specialists. We deliver the products\u2014and people\u2014to help elevate your technology experience.<\/p>\n\n\n\n<hr class=\"wp-block-separator has-alpha-channel-opacity is-style-mini-accent mb-2 mt-auto ani-delay-10\"\/>\n\n\n\n<p class=\"pr-1 has-link-color wp-elements-187b82e81a4af1bd5d688c19d69e721b\"><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/expertise-and-insights\/\" data-type=\"URL\" data-id=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/expertise-and-insights\/\" class=\"link-cta link-chev\">Our technology<\/a><\/p>\n<\/div><\/div><\/div><\/div><\/div>\n<\/div>\n\n\n\n<div class=\"wp-block-rbcwm-column col-md-6 col-lg-3 mb-1\">\n<div class=\"wp-block-rbcwm-card rbc-card ani-opacity-up h-100 has-primary-background-color has-background b-primary\" data-observe=\"{&quot;add&quot;:&quot;ani-opacity-up&quot;,&quot;remove&quot;:&quot;ani-opacity-up-from&quot;}\"><div class=\"rbc-card-wrap\"><div class=\"rbc-card-body\"><div class=\"d-flex flex-column h-100\"><div>\n<h3 class=\"wp-block-heading has-white-color has-text-color\" id=\"h-strength-and-stability\">Strength and stability<\/h3>\n\n\n\n<p class=\"has-white-color has-text-color\">Benefit from knowing your clearing and custody provider is part of a well-known financial institution, distinguished by a long reputation for fiscal responsibility and corporate integrity.<\/p>\n\n\n\n<hr class=\"wp-block-separator has-alpha-channel-opacity is-style-mini-accent mb-2 mt-auto ani-delay-10\"\/>\n\n\n\n<p class=\"pr-1 has-link-color wp-elements-01c364b5cb956b6195173b4dc06400c0\"><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/about\/\" data-type=\"page\" data-id=\"50\" class=\"link-cta link-chev\">Who we are<\/a><\/p>\n<\/div><\/div><\/div><\/div><\/div>\n<\/div>\n\n\n\n<div class=\"wp-block-rbcwm-column col-md-6 col-lg-3 mb-1\">\n<div class=\"wp-block-rbcwm-card rbc-card ani-opacity-up h-100 has-primary-background-color has-background b-primary\" data-observe=\"{&quot;add&quot;:&quot;ani-opacity-up&quot;,&quot;remove&quot;:&quot;ani-opacity-up-from&quot;}\"><div class=\"rbc-card-wrap\"><div class=\"rbc-card-body\"><div class=\"d-flex flex-column h-100\"><div>\n<h3 class=\"wp-block-heading has-white-color has-text-color\" id=\"h-dedicated-service\">Dedicated service<\/h3>\n\n\n\n<p class=\"has-white-color has-text-color\">Your firm will benefit from a culture of service dedicated to finding solutions to help your team and your clients succeed.<\/p>\n\n\n\n<hr class=\"wp-block-separator has-alpha-channel-opacity is-style-mini-accent mb-2 mt-auto ani-delay-10\"\/>\n\n\n\n<p class=\"has-link-color wp-elements-bdad722a662333784f6f912eee5e47fb\"><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/culture-of-service\/\" data-type=\"page\" data-id=\"41\" class=\"link-cta link-chev\">Our culture of service<\/a><\/p>\n<\/div><\/div><\/div><\/div><\/div>\n<\/div>\n\n\n\n<div class=\"wp-block-rbcwm-column col-md-6 col-lg-3 mb-1\">\n<div class=\"wp-block-rbcwm-card rbc-card ani-opacity-up has-primary-background-color has-background b-primary h-100\" data-observe=\"{&quot;add&quot;:&quot;ani-opacity-up&quot;,&quot;remove&quot;:&quot;ani-opacity-up-from&quot;}\"><div class=\"rbc-card-wrap\"><div class=\"rbc-card-body\"><div class=\"d-flex flex-column h-100\"><div>\n<h3 class=\"wp-block-heading has-white-color has-text-color\" id=\"h-world-class-resources\">World-class resources<\/h3>\n\n\n\n<p class=\"has-white-color has-text-color\">RBC Clearing &amp; Custody, in conjunction with third-party providers, offers a broad range of wealth management products and institutional business services.<\/p>\n\n\n\n<hr class=\"wp-block-separator has-alpha-channel-opacity is-style-mini-accent mb-2 mt-auto ani-delay-10\"\/>\n\n\n\n<p class=\"pr-1 has-link-color wp-elements-93a3c6de61d9cc149018c47fa817bf8c\"><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/products-and-services\/\" data-type=\"URL\" data-id=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/products-and-services\/\" class=\"link-cta link-chev\">Products and services<\/a><\/p>\n<\/div><\/div><\/div><\/div><\/div>\n<\/div>\n<\/div>\n<\/div><\/div>\n<\/div><\/div><\/section>\n\n\n\n<section class=\"wp-block-rbcwm-rbc-block rbc-block rbc-block-grey has-block-grey-background-color has-background\"><div class=\"container\"><div class=\"row justify-content-center\"><div class=\"col-lg-12\">\n<header class=\"wp-block-rbcwm-block-header row rbc-block-header\"><div class=\"col-lg-12\">\n<div class=\"row blockId-b01143b4-ca0a-4a3a-b5db-be72fc605254\">\n<div class=\"wp-block-rbcwm-column col-md-6\">\n<h2 class=\"wp-block-heading\" id=\"h-solutions-for-your-business-model-s\">Solutions for your business model(s)<\/h2>\n<\/div>\n\n\n\n<div class=\"wp-block-rbcwm-column col-md-7\">\n<p>We provide a holistic RIA custody platform. With the support of an RIA custodian offering the full scope of the products, services and technologies you\u2019re looking for, you can focus on your most important asset\u2014your clients.<\/p>\n<\/div>\n<\/div>\n<\/div><\/header>\n\n\n\n<div class=\"wp-block-rbcwm-expandable-container-block rbc-expandable-container\"><div class=\"rbc-card rbc-card-shadow\"><div class=\"rbc-card-wrap\"><div class=\"rbc-card-body rbc-card-flush rbc-card-box\">\n<div class=\"wp-block-rbcwm-expandable-block rbc-expandable\">\n<div id=\"established-rias\" class=\"wp-block-rbcwm-expandable-block-title rbc-expandable-trigger rbc-expandable-arrow-wrap\"><button aria-expanded=\"false\" aria-controls=\"established-rias-content\" data-target=\"established-rias-content\" data-duration=\"400\" class=\"rbc-expandable-trigger-button rbc-expandable-trigger-button-between\">\n<h3 class=\"wp-block-heading h4\" id=\"h-established-rias\">Established RIAs<\/h3>\n<div class=\"rbc-icon rbc-expandable-arrow rbc-expandable-arrow-right\"><i class=\"rbc-icon-img fal fa-angle-down\"><\/i><\/div><\/button><\/div>\n\n\n\n<div id=\"established-rias-content\" aria-labelledby=\"established-rias\" class=\"wp-block-rbcwm-expandable-block-content rbc-expandable-content rbc-expandable-content-inner-style content-4db0acda-c5c5-4313-8205-c243e5b239bc\"><div class=\"rbc-expandable-content-body\">\n<div style=\"height:20px\" aria-hidden=\"true\" class=\"wp-block-spacer\"><\/div>\n\n\n\n<p>Whether you seek a new custodian, want to expand your options for your custody accounts or need a \u201cboutique\u201d custodian who is well-suited for serving your high-net-worth clients, we can help you achieve your business goals.<\/p>\n\n\n\n<p>Additionally, should you choose to operate your business as an RIA and broker-dealer separately from each other, we can support both sides of your business efficiently.<\/p>\n\n\n\n<div class=\"row blockId-ed983980-aa89-4469-925a-f59a7815b65e\">\n<div class=\"wp-block-rbcwm-column col-lg-6 my-1\">\n<h4 class=\"wp-block-heading h5 header-underline mb-1\" id=\"h-capabilities-for-you\">Capabilities for you<\/h4>\n\n\n\n<ul class=\"wp-block-list\">\n<li><strong>Transition support&nbsp;<\/strong>to help you move your assets to your new custodian.<\/li>\n\n\n\n<li><strong>Training&nbsp;<\/strong>to help your advisors learn about RBC Clearing &amp; Custody products and services.<\/li>\n\n\n\n<li><strong>Middle office support&nbsp;<\/strong>to help you fulfill operational and compliance responsibilities.<strong><\/strong><\/li>\n\n\n\n<li><strong>Connectivity to third-party money managers<\/strong>&nbsp;to help you add managers as needed.<strong><\/strong><\/li>\n\n\n\n<li><strong><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/technology\/rbc-nexus\/markets-and-research\/\" data-type=\"URL\" data-id=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/technology\/rbc-nexus\/markets-and-research\/\">Research expertise<\/a><\/strong>&nbsp;to help you make well-informed portfolio management decisions.<\/li>\n\n\n\n<li><strong>Business development ideas<\/strong>&nbsp;to help your advisors spot service opportunities and deliver solutions.<\/li>\n\n\n\n<li><strong><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/technology#endClients\">Client portal and mobile app<\/a><\/strong>&nbsp;to help clients monitor accounts and use self-service solutions.<\/li>\n\n\n\n<li><strong><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/products-and-services\/securities-based-lending\/\">Credit and lending solutions<\/a><\/strong>&nbsp;to help you provide strategic portfolio liquidity.<sup>1<\/sup><\/li>\n\n\n\n<li><strong><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/products-and-services\/trustee-services\/\">Trust services<\/a><\/strong>&nbsp;to help clients preserve and transfer wealth, as well as help achieve their philanthropic and tax management goals.<sup>2<\/sup><\/li>\n\n\n\n<li><strong><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/products-and-services\/investments\/\">Investments<\/a><\/strong>&nbsp;to help clients build, protect, enjoy and share their wealth.<\/li>\n<\/ul>\n\n\n\n<p class=\"has-text-align-left rbc-block-header-cta\"><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/products-and-services\/\" data-type=\"page\" data-id=\"35\" class=\"link-cta link-chev\">Explore our products and services<\/a><\/p>\n<\/div>\n\n\n\n<div class=\"wp-block-rbcwm-column col-lg-6 my-1\">\n<h4 class=\"wp-block-heading h5 header-underline mb-1\" id=\"h-technology-for-you\">Technology for you<\/h4>\n\n\n\n<ul class=\"wp-block-list\">\n<li><strong>Productivity applications&nbsp;<\/strong>to help you open accounts, manage portfolios and serve clients.<\/li>\n\n\n\n<li><strong><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/technology\/rbc-nexus\/markets-and-research\/\" data-type=\"URL\" data-id=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/technology\/rbc-nexus\/markets-and-research\/\">Research tools<\/a><\/strong>&nbsp;to help select appropriate investments.<\/li>\n\n\n\n<li><strong><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/technology\/rbc-nexus\/\">RBC Nexus<\/a><\/strong>&nbsp;to help you get more done more efficiently, our innovative technology platform is accessible from your laptop, desktop or tablet. As your gateway to all of RBC Clearing &amp; Custody\u2019s technology tools, RBC Nexus centralizes client information, firm-level information, service tools, knowledge resources and all the relevant information you need to service your clients.<br><br>Streamline your day-to-day tasks and improve outcomes with solutions designed to facilitate:\n<ul class=\"wp-block-list mb-3\">\n<li><strong><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/technology\/rbc-nexus\/account-opening-services\/\">Account opening<\/a><\/strong><\/li>\n\n\n\n<li><strong><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/technology\/rbc-nexus\/markets-and-research\/\">Research<\/a><\/strong><\/li>\n\n\n\n<li><strong><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/technology\/rbc-nexus\/trading\/\">Trading<\/a><\/strong><\/li>\n\n\n\n<li><strong><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/technology\/rbc-nexus\/performance-reporting\/\">Performance reporting<\/a><\/strong><\/li>\n\n\n\n<li><strong><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/technology\/rbc-nexus\/lending-rbc-creditlink\/\">Credit line management<\/a><\/strong><br><\/li>\n<\/ul>\n<\/li>\n\n\n\n<li><strong>Portfolio management flexibility&nbsp;<\/strong>to help you&nbsp;<strong><\/strong>use our model management and trading tool or choose from a variety of leading third-party platforms.<\/li>\n\n\n\n<li><strong><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/technology\/rbc-black\/\">RBC BLACK<\/a><\/strong>&nbsp;to help you gain efficiency by combining leading third-party vendor technology solutions on one platform.<\/li>\n\n\n\n<li><strong><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/technology\/rbc-marketplace\/\">RBC Marketplace<\/a><\/strong>&nbsp;to help uncover the full breadth of solutions available from RBC Clearing &amp; Custody and providers.<\/li>\n<\/ul>\n\n\n\n<p class=\"has-text-align-left rbc-block-header-cta\"><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/technology\/\" data-type=\"page\" data-id=\"37\" class=\"link-cta link-chev\">Explore our technology<\/a><\/p>\n<\/div>\n<\/div>\n\n\n\n<p class=\"has-text-align-left is-style-disclaimer mt-1 mb-0\"><sup>1<\/sup>&nbsp;Securities-based loans involve special risks and are not suitable for everyone. You should review the provisions of any agreement and related disclosures, and consult with your own independent tax and legal advisors about any questions you have prior to using securities-based loans or lines of credit. Additional restrictions may apply.<\/p>\n\n\n\n<p class=\"is-style-disclaimer\"><sup>2<\/sup>&nbsp;Trust services are offered through third parties.<\/p>\n<\/div><\/div>\n<\/div>\n\n\n\n<div class=\"wp-block-rbcwm-expandable-block rbc-expandable\">\n<div id=\"breakaway-and-new-rias\" class=\"wp-block-rbcwm-expandable-block-title rbc-expandable-trigger rbc-expandable-arrow-wrap\"><button aria-expanded=\"false\" aria-controls=\"breakaway-and-new-rias-content\" data-target=\"breakaway-and-new-rias-content\" data-duration=\"400\" class=\"rbc-expandable-trigger-button rbc-expandable-trigger-button-between\">\n<h3 class=\"wp-block-heading h4\" id=\"h-breakaway-and-new-rias\">Breakaway and new RIAs<\/h3>\n<div class=\"rbc-icon rbc-expandable-arrow rbc-expandable-arrow-right\"><i class=\"rbc-icon-img fal fa-angle-down\"><\/i><\/div><\/button><\/div>\n\n\n\n<div id=\"breakaway-and-new-rias-content\" aria-labelledby=\"breakaway-and-new-rias\" class=\"wp-block-rbcwm-expandable-block-content rbc-expandable-content rbc-expandable-content-inner-style content-edaa1bd2-be98-4e9b-87c8-8045309bc9ca\"><div class=\"rbc-expandable-content-body\">\n<div style=\"height:20px\" aria-hidden=\"true\" class=\"wp-block-spacer\"><\/div>\n\n\n\n<p class=\"has-theme-color has-text-color\">As a successful financial professional, you may be seeking independence and greater autonomy by starting your own registered investment advisor business. Or you may be interested in transitioning to a fee-based business model. Either way, we have the resources, expertise and solutions to help you take the next step toward your future as an independent RIA.<\/p>\n\n\n\n<div class=\"row blockId-f71399c2-896d-49d1-81fb-a13f4af5001f\">\n<div class=\"wp-block-rbcwm-column col-lg-6 my-1\">\n<h4 class=\"wp-block-heading h5 header-underline mb-1\" id=\"h-capabilities-for-you-0\">Capabilities for you<\/h4>\n\n\n\n<ul class=\"wp-block-list\">\n<li><strong>Transition support&nbsp;<\/strong>to help you move your assets to your new custodian.<\/li>\n\n\n\n<li><strong>Training&nbsp;<\/strong>to help your advisors learn about RBC Clearing &amp; Custody products and services.<\/li>\n\n\n\n<li><strong>Middle office support&nbsp;<\/strong>to help you fulfill operational and compliance responsibilities.<strong><\/strong><\/li>\n\n\n\n<li><strong>Connectivity to third-party money managers<\/strong>&nbsp;to help you add managers as needed.<strong><\/strong><\/li>\n\n\n\n<li><strong><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/technology\/rbc-nexus\/markets-and-research\/\" data-type=\"URL\" data-id=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/technology\/rbc-nexus\/markets-and-research\/\">Research expertise<\/a><\/strong>&nbsp;to help you make well-informed portfolio management decisions.<\/li>\n\n\n\n<li><strong>Business development ideas<\/strong>&nbsp;to help your advisors spot service opportunities and deliver solutions.<\/li>\n\n\n\n<li><strong><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/technology#endClients\">Client portal and mobile app<\/a><\/strong>&nbsp;to help clients monitor accounts and use self-service solutions.<\/li>\n\n\n\n<li><strong><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/\/products-and-services\/securities-based-lending\/\">Credit and lending solutions<\/a><\/strong>&nbsp;to help you provide strategic portfolio liquidity.<sup>1<\/sup><\/li>\n\n\n\n<li><strong><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/\/products-and-services\/trustee-services\/\">Trust services<\/a><\/strong>&nbsp;to help clients preserve and transfer wealth as well as help achieve their philanthropic and tax management goals.<sup>2<\/sup><\/li>\n\n\n\n<li><strong><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/\/products-and-services\/investments\/\">Investments<\/a><\/strong>&nbsp;to help clients build, protect, enjoy and share their wealth.<\/li>\n<\/ul>\n\n\n\n<p class=\"has-text-align-left rbc-block-header-cta\"><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/products-and-services\/\" data-type=\"page\" data-id=\"35\" class=\"link-cta link-chev\">Explore our products and services<\/a><\/p>\n<\/div>\n\n\n\n<div class=\"wp-block-rbcwm-column col-lg-6 my-1\">\n<h4 class=\"wp-block-heading h5 header-underline mb-1\" id=\"h-technology-for-you-0\">Technology for you<\/h4>\n\n\n\n<ul class=\"wp-block-list\">\n<li><strong>Productivity applications&nbsp;<\/strong>to help you open accounts, manage portfolios and serve clients.<\/li>\n\n\n\n<li><strong><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/technology\/rbc-nexus\/markets-and-research\/\" data-type=\"URL\" data-id=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/technology\/rbc-nexus\/markets-and-research\/\">Research tools<\/a><\/strong>&nbsp;to help select appropriate investments.<\/li>\n\n\n\n<li><strong><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/technology\/rbc-nexus\/\">RBC Nexus<\/a><\/strong>&nbsp;to help you get more done more efficiently, our innovative technology platform is accessible from your laptop, desktop or tablet. As your gateway to all of RBC Clearing &amp; Custody\u2019s technology tools, RBC Nexus centralizes client information, firm-level information, service tools, knowledge resources and all the relevant information you need to service your clients.<br><br>Streamline your day-to-day tasks and improve outcomes with solutions designed to facilitate:\n<ul class=\"wp-block-list mb-3\">\n<li><strong><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/technology\/rbc-nexus\/account-opening-services\/\">Account opening<\/a><\/strong><\/li>\n\n\n\n<li><strong><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/technology\/rbc-nexus\/markets-and-research\/\">Research<\/a><\/strong><\/li>\n\n\n\n<li><strong><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/technology\/rbc-nexus\/trading\/\">Trading<\/a><\/strong><\/li>\n\n\n\n<li><strong><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/technology\/rbc-nexus\/performance-reporting\/\">Performance reporting<\/a><\/strong><\/li>\n\n\n\n<li><strong><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/technology\/rbc-nexus\/lending-rbc-creditlink\/\">Credit line management<\/a><\/strong><br><\/li>\n<\/ul>\n<\/li>\n\n\n\n<li><strong>Portfolio management flexibility&nbsp;<\/strong>to help you&nbsp;<strong><\/strong>use our model management and trading tool or choose from a variety of leading third-party platforms.<\/li>\n\n\n\n<li><strong><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/technology\/rbc-black\/\">RBC BLACK<\/a><\/strong>&nbsp;to help you gain efficiency by combining leading third-party vendor technology solutions on one platform.<\/li>\n\n\n\n<li><strong><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/technology\/rbc-marketplace\/\">RBC Marketplace<\/a><\/strong>&nbsp;to help uncover the full breadth of solutions available from RBC Clearing &amp; Custody and providers.<\/li>\n<\/ul>\n\n\n\n<p class=\"has-text-align-left rbc-block-header-cta\"><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/technology\/\" data-type=\"page\" data-id=\"37\" class=\"link-cta link-chev\">Explore our technology<\/a><\/p>\n<\/div>\n<\/div>\n\n\n\n<p class=\"has-text-align-left is-style-disclaimer mt-1 mb-0\"><sup>1<\/sup>&nbsp;Securities-based loans involve special risks and are not suitable for everyone. You should review the provisions of any agreement and related disclosures, and consult with your own independent tax and legal advisors about any questions you have prior to using securities-based loans or lines of credit. Additional restrictions may apply.<\/p>\n\n\n\n<p class=\"has-text-align-left is-style-disclaimer\"><sup>2<\/sup>&nbsp;Trust services are offered through third parties.<\/p>\n<\/div><\/div>\n<\/div>\n<\/div><\/div><\/div><\/div>\n<\/div><\/div><\/div><\/section>\n\n\n\n<section class=\"wp-block-rbcwm-rbc-block rbc-block rbc-block-grey rbc-block-flush-top rbc-block-flush-bottom rbc-block-has-overlap rbc-block-small has-block-grey-background-color has-background\"><div class=\"container\"><div class=\"row justify-content-center\"><div class=\"col-lg-12\">\n<div class=\"wp-block-rbcwm-rbc-button alignfull rbc-button-block row no-gutters align-items-end b-white blockId-40f9ccdc-cbf3-43ba-aeed-8ec6c6db998b blockId-1e0bc71b-51a9-4348-8a69-96531de2e2c0 blockId-5f65102a-55dc-4d52-a673-9540f9f9b609 blockId-ea8980eb-14f8-407f-9654-fb3ecacf048f blockId-cb82f9cc-0efa-42d7-b50e-d52dd0961b07 blockId-4c44b9e5-363c-4476-b574-d0ccfeaa655e blockId-3a41d335-5811-4882-a49d-b132291f4760 blockId-74400426-d081-45ae-8fac-1afc4a00cd5b blockId-038d9fca-32f2-4696-b4c3-90de112c6f17 blockId-d87df199-e500-4152-86ba-c32921ae3bf9 blockId-9160ac1b-b774-44a0-80e5-b06c2fcbb642 overlap-bottom\"><div class=\"rbc-card\"><div class=\"rbc-card-wrap\"><div class=\"rbc-card-body\"><div class=\"row\"><div class=\"col-lg-8\"><h3 class=\"mb-0 rbc-button-block-title\"><span>Contact us for a consultation<\/span><\/h3><hr class=\"hr-mini my-1-half bdr-seaweed\"\/>\n<p class=\"paragraph-intro\">Speak with a representative to learn more or schedule a demo.<\/p>\n<\/div><\/div><\/div><\/div><\/div><div class=\"col-lg-7\"><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/contact-us\/\" target=\"_self\" class=\"rbc-button rbc-button-block-cta rbc-button-large rbc-button-seaweed rbc-button-block\" rel=\"noopener\"><div class=\"rbc-icon rbc-button-icon-right\"><i aria-hidden=\"true\" role=\"img\" class=\"rbc-icon-img fal fa-fal fa-angle-right\"><\/i><\/div><span>Contact us<\/span><\/a><\/div><\/div>\n<\/div><\/div><\/div><\/section>\n\n\n\n<section class=\"wp-block-rbcwm-image-block rbc-block rbc-block-image rbc-block-image-bleed rbc-block-image-mobile-top alignfull\"><div class=\"container rbc-block-image-container\"><div class=\"row justify-content-between h-100 no-gutters\">\n<div class=\"wp-block-rbcwm-block-image-content rbc-block-image-content rbc-block-image-content-center col-lg-6 order-2 order-lg-1\"><div class=\"rbc-block-image-bleed-body wrap\">\n<h2 class=\"wp-block-heading\" id=\"h-more-reasons-why-rias-choose-us\">More reasons why RIAs choose us<\/h2>\n\n\n\n<p>Beyond custodial and execution services, you have the flexibility to choose technology, training services and support that best fits your unique business model.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\" id=\"h-advanced-technology\">Advanced technology<\/h3>\n\n\n\n<p>To run, grow and protect your business today, you need affordable access to innovative technology with integrations that just work.<\/p>\n\n\n\n<p><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/technology\/\" data-type=\"page\" data-id=\"37\" class=\"link-cta link-chev\">Explore our technology<\/a><\/p>\n\n\n\n<h3 class=\"wp-block-heading\" id=\"h-ongoing-training\">Ongoing training<\/h3>\n\n\n\n<p>We provide you with training throughout the lifetime of your relationship with us\u2014including comprehensive, tailored training on our systems\u2014before, during and after the transition.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\" id=\"h-responsive-support\">Responsive support<\/h3>\n\n\n\n<p>You always have direct access to your dedicated client service manager. No call centers, no phone queues, no \u201crobo responses.\u201d Prefer to go directly to our product and operations departments? Our experienced staff welcome your calls.<\/p>\n<\/div><\/div>\n\n\n\n<div class=\"wp-block-rbcwm-blockimage-image col-lg-5 order-0 rbc-block-image-bleed-col order-lg-2\"><div class=\"rbc-block-image-bleed-img-wrap \"><div class=\"rbc-block-image-img rbc-block-image-bleed-img bleed-img-right\" data-src=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/wp-content\/uploads\/sites\/4\/2023\/01\/close-view-hands-pointing-charts-image-Broker-dealers-Who-we-serve.jpg\" data-lazy=\"true\" data-observe=\"{&quot;add&quot;:&quot;ani-opacity&quot;,&quot;remove&quot;:&quot;ani-opacity-from&quot;}\"><\/div><\/div>\n<div class=\"wp-block-rbcwm-card rbc-card rbc-block-image-bleed-content rbc-block-image-bleed-content-desktop rbc-card-flush-x-mobile\"><div class=\"rbc-card-wrap\"><div class=\"rbc-card-body\"><div class=\"rbc-card-icon c-white d-none d-lg-flex b-primary\" style=\"\"><span aria-hidden=\"true\" class=\"georgia rbc-card-icon-quote\">\u201c<\/span><\/div><div>\n<figure class=\"wp-block-rbcwm-blockquote mb-0\"><blockquote class=\"rbc-display mb-1\">As a money manager, we chose RBC Clearing &amp; Custody for three reasons: confidence in their stability, the responsiveness of their people and the freedom they give us to model our business our way. We value the strength of RBC as our custodian. We have a reliable and long-term relationship and that helps us pay attention to clients and what we do well.<\/blockquote><figcaption class=\"regular\">\n<p><strong>Mark C. Rodgers<\/strong><br>CEO<br>Rodgers Brothers, Inc<\/p>\n\n\n\n<p><strong>Mark Rodgers<\/strong><br>President<br>Rodgers Brothers, Inc<\/p>\n\n\n\n<p><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/testimonials\/\" class=\"link-cta link-chev\">View all testimonials<strong>&nbsp;<\/strong><\/a><\/p>\n<\/figcaption><\/figure>\n<\/div><\/div><\/div><\/div>\n<\/div>\n<\/div><\/div><\/section>\n\n\n\n<section class=\"wp-block-rbcwm-rbc-block rbc-block rbc-block-grey rbc-block-flush-bottom rbc-block-has-overlap has-block-grey-background-color has-background\"><div class=\"container\"><div class=\"row justify-content-center\"><div class=\"col-lg-12\">\n<header class=\"wp-block-rbcwm-block-header row rbc-block-header\"><div class=\"col-lg-12\">\n<div class=\"row\">\n\n<h2 class=\"wp-block-heading rbc-block-header-title col-lg-12\" id=\"h-our-perspectives\">Our perspectives<\/h2>\n\n<\/div>\n\n\n\n<div class=\"wp-block-rbcwm-block-header-description rbc-block-header-description\">\n<p><\/p>\n<\/div>\n<\/div><\/header>\n\n\n\n\t\t<div class=\"row\">\n\t\t\t<div class=\"col-lg-12\">\n\t\t\t\t<div class=\"row overlap-bottom\">\n\t\t\t\t\t\n\t\t\t\t\t\n<div class=\"rbc-media-card-col rbc-card-col-my col-lg-4 col-md-6\">\n\t<div class=\"rbc-card rbc-media-card rbc-card-hover rbc-media-card-stacked-vertical\">\n\t\t<div draggable=\"false\" class=\"rbc-card-wrap\">\n\t\t\t<div class=\"rbc-card-body rbc-hero-img-background-position\">\n\t\t\t\t\t\t\t\t<div class=\"rbc-media-card-image\" style=\"background-image: url('https:\/\/www.rbcclearingandcustody.com\/en-us\/wp-content\/uploads\/sites\/4\/management-team-in-modern-conference-room-Rise-of-boutique-independence-3210x2140-1.jpg?w=1024');\"><\/div>\n\t\t\t\t\t\t\t<h3 class=\"rbc-media-card-title rbc-media-card-title-wrap\"><span class=\"rbc-media-card-title-link\"><span>The rise of boutique independence<\/span><\/span><\/h3>\t\t\t\t<span class=\"category rbc-media-card-category\">\n\t\t\t\t\tYour business\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t<a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/article\/the-rise-of-boutique-independence\/\" class=\"rbc-media-card-footer-link align-self-end link-chev rbc-card-link-full\">\n\t\t\t\t\t\t<span class=\"rbc-media-card-cta-link\">\n\t\t\t\t\t\t\t3 minute read\t\t\t\t\t\t\t<div class=\"rbc-icon\">\n\t\t\t\t\t\t\t\t<i aria-hidden=\"true\" role=\"img\" class=\"rbc-icon-img fal fa-angle-right\"><\/i>\n\t\t\t\t\t\t\t<\/div>\n\t\t\t\t\t\t\t<span class=\"sr-only\">&#8211; The rise of boutique independence<\/span>\n\t\t\t\t\t\t<\/span>\n\t\t\t\t\t<\/a>\n\t\t\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t<\/div>\n<\/div>\n\n<div class=\"rbc-media-card-col rbc-card-col-my col-lg-4 col-md-6\">\n\t<div class=\"rbc-card rbc-media-card rbc-card-hover rbc-media-card-stacked-vertical\">\n\t\t<div draggable=\"false\" class=\"rbc-card-wrap\">\n\t\t\t<div class=\"rbc-card-body rbc-hero-img-background-position\">\n\t\t\t\t\t\t\t\t<div class=\"rbc-media-card-image\" style=\"background-image: url('https:\/\/www.rbcclearingandcustody.com\/en-us\/wp-content\/uploads\/sites\/4\/human-and-robot-hands-working-together-on-computer-3210x2140-1.jpg?w=1024');\"><\/div>\n\t\t\t\t\t\t\t<h3 class=\"rbc-media-card-title rbc-media-card-title-wrap\"><span class=\"rbc-media-card-title-link\"><span>AI marketplace for advisors<\/span><\/span><\/h3>\t\t\t\t<span class=\"category rbc-media-card-category\">\n\t\t\t\t\tClient relations\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t<a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/article\/ai-marketplace-for-advisors\/\" class=\"rbc-media-card-footer-link align-self-end link-chev rbc-card-link-full\">\n\t\t\t\t\t\t<span class=\"rbc-media-card-cta-link\">\n\t\t\t\t\t\t\t3 minute read\t\t\t\t\t\t\t<div class=\"rbc-icon\">\n\t\t\t\t\t\t\t\t<i aria-hidden=\"true\" role=\"img\" class=\"rbc-icon-img fal fa-angle-right\"><\/i>\n\t\t\t\t\t\t\t<\/div>\n\t\t\t\t\t\t\t<span class=\"sr-only\">&#8211; AI marketplace for advisors<\/span>\n\t\t\t\t\t\t<\/span>\n\t\t\t\t\t<\/a>\n\t\t\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t<\/div>\n<\/div>\n\n<div class=\"rbc-media-card-col rbc-card-col-my col-lg-4 col-md-6\">\n\t<div class=\"rbc-card rbc-media-card rbc-card-hover rbc-media-card-stacked-vertical\">\n\t\t<div draggable=\"false\" class=\"rbc-card-wrap\">\n\t\t\t<div class=\"rbc-card-body rbc-hero-img-background-position\">\n\t\t\t\t\t\t\t\t<div class=\"rbc-media-card-image\" style=\"background-image: url('https:\/\/www.rbcclearingandcustody.com\/en-us\/wp-content\/uploads\/sites\/4\/2023\/01\/businessman-looking-at-table-at-highrise-window.jpg?w=1024');\"><\/div>\n\t\t\t\t\t\t\t<h3 class=\"rbc-media-card-title rbc-media-card-title-wrap\"><span class=\"rbc-media-card-title-link\"><span>Seven securities business trends to watch<\/span><\/span><\/h3>\t\t\t\t<span class=\"category rbc-media-card-category\">\n\t\t\t\t\tYour business\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t<a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/article\/securities-business-trends-to-watch\/\" class=\"rbc-media-card-footer-link align-self-end link-chev rbc-card-link-full\">\n\t\t\t\t\t\t<span class=\"rbc-media-card-cta-link\">\n\t\t\t\t\t\t\t7 minute read\t\t\t\t\t\t\t<div class=\"rbc-icon\">\n\t\t\t\t\t\t\t\t<i aria-hidden=\"true\" role=\"img\" class=\"rbc-icon-img fal fa-angle-right\"><\/i>\n\t\t\t\t\t\t\t<\/div>\n\t\t\t\t\t\t\t<span class=\"sr-only\">&#8211; Seven securities business trends to watch<\/span>\n\t\t\t\t\t\t<\/span>\n\t\t\t\t\t<\/a>\n\t\t\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t<\/div>\n<\/div>\n\t\t\t\t\t\t\t\t\t\t\t<div class=\"col-12\">\n\t\t\t\t\t\t\t<div class=\"rbc-button-block row no-gutters align-items-end rbc-block-spacer-t justify-content-end\">\n\t\t\t\t\t\t\t\t<div class=\"col-lg-5 order-1\">\n\t\t\t\t\t\t\t\t\t<a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/perspectives\/\" class=\"rbc-button rbc-button-block-cta rbc-button-large rbc-button-secondary rbc-button-block\">\n\t\t\t\t\t\t\t\t\t\t<span class=\"rbc-icon rbc-button-icon-right\">\n\t\t\t\t\t\t\t\t\t\t\t<i aria-hidden=\"true\" role=\"img\" class=\"rbc-icon-img fal fa-angle-right\"><\/i>\n\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\tBrowse our perspectives\t\t\t\t\t\t\t\t\t<\/a>\n\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t\t\t\t<\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t\t\t\t\t\t\t<\/div>\n\t\t\t<\/div>\n\t\t<\/div>\n\n\t\t<\/div><\/div><\/div><\/section>\n","protected":false},"excerpt":{"rendered":"","protected":false},"author":4,"featured_media":0,"parent":17,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"_acf_changed":false,"editor_notices":[],"footnotes":""},"rbcwm_content_owner":[],"class_list":["post-28","page","type-page","status-publish","hentry"],"acf":[],"yoast_head":"<!-- This site is optimized with the Yoast SEO Premium plugin v27.5 (Yoast SEO v27.6) - https:\/\/yoast.com\/product\/yoast-seo-premium-wordpress\/ -->\n<title>Services for registered investment advisors - RBC Clearing &amp; Custody<\/title>\n<meta name=\"description\" content=\"We provide responsive custodial services to successful financial services businesses like yours. 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