{"id":2377,"date":"2023-03-25T23:13:45","date_gmt":"2023-03-25T23:13:45","guid":{"rendered":"https:\/\/www.rbcclearingandcustody.com\/en-us\/?page_id=2377"},"modified":"2024-10-07T20:56:14","modified_gmt":"2024-10-07T20:56:14","slug":"erisa-section-408-b-2","status":"publish","type":"page","link":"https:\/\/www.rbcclearingandcustody.com\/en-us\/legal\/erisa-section-408-b-2\/","title":{"rendered":"ERISA Section 408(b)(2) Service Provider Disclosures"},"content":{"rendered":"\n<div class=\"wp-block-rbcwm-hero-block rbc-hero-wm  rbc-hero-overlap rbc-hero-overlap-mobile\"><div class=\"container\"><div class=\"row no-gutters\"><div class=\"col-lg-12\"><div class=\"rbc-card rbc-hero-card rbc-hero\"><div class=\"rbc-card-wrap\"><div class=\"rbc-card-body\"><div class=\"rbc-hero-body-content\"><h1 class=\"rbc-hero-title\"><span>ERISA Section 408(b)(2) Service Provider Disclosures<\/span><\/h1><\/div><\/div><\/div><\/div><\/div><\/div><\/div><\/div>\n\n\n\n<section class=\"wp-block-rbcwm-rbc-block rbc-block rbc-block-grey has-block-grey-background-color has-background has-block-grey-background-color has-background\"><div class=\"container\"><div class=\"row \"><div class=\"col-lg-12\">\n<div class=\"row justify-content-between no-gutters blockId-3062e262-15b5-4d03-92c2-c84a7133880a\">\n<div class=\"wp-block-rbcwm-column col-md-8 col-lg-8\"><div class=\"wrap\">\n<h4 class=\"wp-block-heading\" id=\"h-service-provider-disclosures\">Service Provider Disclosures<\/h4>\n\n\n\n<ul class=\"wp-block-list\">\n<li><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/wp-content\/uploads\/cc\/erisa-408b2-cc-as.pdf\" target=\"_blank\" rel=\"noreferrer noopener\">RBC Clearing &amp; Custody (Advisor Services)<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/wp-content\/uploads\/cc\/erisa-408b2-cc-cs.pdf\" target=\"_blank\" rel=\"noreferrer noopener\">RBC Clearing &amp; Custody (Correspondent Services)<\/a><\/li>\n<\/ul>\n\n\n\n<h4 class=\"wp-block-heading\" id=\"h-compensation-from-mutual-funds\">Compensation from Mutual Funds<\/h4>\n\n\n\n<ul class=\"wp-block-list\">\n<li><a href=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/legal\/fees-to-rbc-affiliates\/\" data-type=\"URL\" data-id=\"https:\/\/www.rbcclearingandcustody.com\/en-us\/legal\/fees-to-rbc-affiliates\/\" class=\"link-chev\">Fees to RBC Affiliates<\/a><\/li>\n\n\n\n<li><a href=\"\/en-us\/wp-content\/uploads\/cc\/mutual-fund-etf-arrangements.pdf\" data-type=\"URL\" class=\"border-bottom-0\" target=\"_blank\" rel=\"noreferrer noopener\">Mutual Fund and ETF Arrangements<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/us.rbcgam.com\/mutual-funds\/default.fs\" class=\"link-external\" target=\"_blank\" rel=\"noreferrer noopener\">RBC Global Asset Management Mutual Funds&nbsp;<\/a><\/li>\n<\/ul>\n<\/div><\/div>\n<\/div>\n<\/div><\/div><\/div><\/section>\n","protected":false},"excerpt":{"rendered":"","protected":false},"author":1,"featured_media":0,"parent":74,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"_acf_changed":false,"editor_notices":[],"footnotes":""},"rbcwm_content_owner":[],"class_list":["post-2377","page","type-page","status-publish","hentry"],"acf":[],"yoast_head":"<!-- This site is optimized with the Yoast SEO Premium plugin v27.5 (Yoast SEO v27.6) - https:\/\/yoast.com\/product\/yoast-seo-premium-wordpress\/ -->\n<title>ERISA Section 408(b)(2) Service Provider Disclosures - RBC Clearing &amp; Custody<\/title>\n<meta name=\"description\" content=\"We provide responsive clearing and execution services to successful financial services businesses like yours. 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